Top Tier Legal Search
Published
July 9, 2024
Location
New York City - NYC - Manhattan, New York - NY
Category
Job Type

Description

Firm seeks a regulatory FinTech associate to join its top practice. Experience with financial services regulatory and compliance required. The ideal candidate will have experience with federal securities laws and regulations, FINRA rules, and broker-dealers. Relevant experience and interest advising on crypto exchanges and other blockchain focused companies is a plus. Regulatory experience with FinCEN AML regulations, licensing entities with states as money transmitters and SEC/FINRA and state regulatory matters a plus.

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